LPL Financial Holdings Inc. is an independent broker-dealer and an investment advisory firm. The Company offers an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at institutions in the United States. Through its comprehensive platform, it offers integrated technology solutions; brokerage and advisory platforms; clearing, compliance, business and planning and advice services; consultative practice management programs and training, and in-house research. Through its custody and clearing platform, using both proprietary and third-party technology, it offers access to diversified financial products and services, enabling its advisors to offer personalized financial advice and brokerage services to retail investors. Its products include alternative investments, annuities, exchange-traded products, insurance-based products, mutual funds, and retirement plan products. It also offers wealth management solutions.
Company Information
About this company
Key people
Matthew J. Audette
President, Chief Financial Officer
Richard Steinmeier
Chief Executive Officer, Director
Sara Dadyar
Chief Human Resources Officer, Managing Director
Greg Gates
Managing Director, Chief Technology and Information Officer
Marc Cohen
Managing Director - Business Strategy and Innovation
Matthew Enyedi
Managing Director - Client Success
Aneri Jambusaria
Managing Director - Wealth Management
James S. Putnam
Independent Non-Executive Chairman of the Board
Edward C. Bernard
Independent Director
H. Paulett Eberhart
Independent Director
William F. Glavin
Independent Director
Albert J. Ko
Independent Director
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Key facts
- Shares in issue136.63m
- EPICLPLA
- ISINUS50212V1008
- LocationUnited States
- SectorFinancial
- IndustryInvestment Services
- Market cap$30.14bn
- Employees9,389
- ExchangeNASDAQ
- IndexTR Equity United States Index
- Website
Data policy - All information should be used for indicative purposes only. You should independently check data before making any investment decision. HL cannot guarantee that the data is accurate or complete, and accepts no responsibility for how it may be used. Overview data is sourced from Refinitiv.