LPL Financial Holdings Inc. is an independent broker-dealer and an investment advisory firm. The Company offers an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at institutions in the United States. It serves independent financial advisors and institutions, providing them with technology solutions, brokerage and advisory platforms, clearing services, compliance services, consultative practice management programs and training, business services and planning and advice services, and in-house research. Through its custody and clearing platform, using both proprietary and third-party technology, it provides access to diversified financial products and services, enabling its advisors to offer personalized financial advice and brokerage services to retail investors. Its products include alternative investments, annuities, exchange-traded products, insurance-based products, mutual funds, and retirement plan products.
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Company Information
About this company
Key people
James S. Putnam
Independent Non-Executive Chairman of the Board
Edward C. Bernard
Independent Director
H. Paulett Eberhart
Independent Director
William F. Glavin
Independent Director
Somesh Khanna
Independent Director
Matthew J. Audette
President, Chief Financial Officer
Richard Steinmeier
Chief Executive Officer, Director
Emily Field
Group Managing Director, Chief People Officer
Greg Gates
Group Managing Director, Chief Technology & Information Officer
Marc Cohen
Group Managing Director, Chief Growth Officer
Matthew Enyedi
Group Managing Director, Chief Client Officer
Aneri Jambusaria
Group Managing Director, Chief Wealth Officer
Matthew Morningstar
Group Managing Director, Chief Legal Officer
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Key facts
- Shares in issue136.40m
- EPICLPLA
- ISINUS50212V1008
- LocationUnited States
- SectorFinancial
- IndustryInvestment Services
- Market cap$25.27bn
- Employees10,081
- ExchangeNASDAQ
- IndexTR Equity United States Index
- Website
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